Posts tagged Caught

San Diego, CA (openPR) 10 October 2010

A three-member panel of arbitration with the Financial Industry Regulatory Authority (â? ????) Had encountered a FINRAâ that North ????) Global Securities, Inc., North Wealth Management Company, Asset Management Strategies, LLC and its principal Kevin Anthony Williams (â? Respondentsâ are jointly and severally liable for a sum of more than 0000 for fraud. a retired SDG & E’s savings (A complete copy of the arbitration award may be viewed millerandmilove com and FINRA.org cited as Campbell et al v. Williams, FINRA Dispute Resolution No. 09 of the case -.. 05 650 arbitration) Milow Milow lawyers Bradd Miller, Brian Miller and Paul Jonna represented the applicant victim Claimant Martha Campbell, a customer service representative from SDG & career. , E and long time resident Chula Vista, California, was collected from almost all his retirement funds during a career 34 years with the local power company cheated Respondents have maintained offices in La Jolla, Orange County, Riverside in California and elsewhere, and at the same time. sale of securities, claimed and registered investment advisor and fund management services to investors, real estate projects and investment funds controlled by the respondents accept.

The Board determined that all investments made by the respondents in Campbell? s pension funds were not for the Claimantâ? Age, lack of financial knowledge and financial needs. Regarding the Respondentsâ? wrong? Land claim and Opportunities Fund, a real estate investment funds LLCA that more than a million dollars was funneled to a convicted criminal ????,, David Romo of Sycamore Ventures, the Panel said that â? Fraud, gross negligence, breach of fiduciary duty and / or gross negligence of the respondents as required:

) under undue advantage of a client older, retired, financially unsophisticated and limited financial Respondentsâ? own financial interests;

b) creating Respondentsâ? own needs and interests of Claimantâ? Needs and interests, so to Respondentsâ? fiduciary duty to the plaintiff and

C) Claimantâ abuse? S IRA savings by, among other things, deceptive and misleading and irresponsible behavior.â p> ???? All respondents were liable for: 1) for damages for $ 7,034.00 and 2) punitive damages of $ 000, and 3) attorneysâ? Fees and expenses in the amount of $ 169,017.92.

Milov continued involvement of other persons and organizations to investigate the fraudulent transaction.

Milov

Miller &

Milow is a leading company and securities law firm in San Diego, California, consisting of experienced financial and lawyers in the field of commercial law relating to securities, real estate, investment and insurance disputes. Milow & Miller has built a reputation over 24 years experience representing clients in complex litigation States Supreme Court, Arbitration and Commercial Mediation. For more information about the case or Miller & Campbell Milov please contact Brian Miller at 619-696-5200 or visit our website at www.thesecuritiesfraudlawyers.com.

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